Smart Customer Due Diligence (CDD) Platform

  • Identification (KYC)
  • Screening (AML)
  • Risk Assessment
  • Enhanced CDD
  • Ongoing Monitoring

Partners

Know your Customer / Business ( KYC / KYB )

Know who you are dealing with ultimately
Performing a comprehensive identity verification check reduces risk of fraud, risk of breaking compliance rules, and risk from dealing with dirty money. Once a bad customer passes the initial checks, they are past the gate and can start testing your fraud prevention systems. Compliance box provides you a systematic workflow for performing 'KYC/KYB' procedures with:
  • Comprehensive Identity Checks
  • Verifying Ultimate owners for Non-Individual clients
  • Understanding Customer's Nature of Business activities
  • Verification with the appropriate supportings
  • Real time identification of triggers for the need to update a KYC/KYB risk profile
Know your Customer / Business ( KYC / KYB )

AML Screening

Integrated with the onboarding workflow
With the High Quality database, Screen clients and prospects against :
  • PEP, Sanctions, Regulatory Watchlists, Adverse Media, RCA
  • Minimised Fasle Negatives
  • Smart Resolution for Matches
AML Screening

Customer Due Diligence ( CDD / Enhanced CDD )

Customer due diligence simplified for ease of use
Compliance box can help you perform the Holistic customer due diligence designed to surface risk related to various factors like Customer Risk, Geographical Risk, Transaction/Service Risk, Industry Risk, Delivery Channel Risk. The system flow has been simplified for ease of use and follows Risk Based approach for efficiency.
  • Alerts for risk indicators
  • Detailed Risk Assessment
  • CDD Report Generation
  • Visualise information that would otherwise not be at your fingertips
Customer Due Diligence ( CDD / Enhanced CDD )

Ongoing Monitoring

Keep a track of changing risks
The risk profile of your stakeholders has the potential to change over time. The system will perform the ongoing monitoring of the Individuals or entities against the database. It will also highlight if the the checks are due or if there is any trigger for the reassessment of client.
  • Be alerted in advance for ID expiry
  • Continual screening and alert for any Matches
Ongoing Monitoring

SERVING PROFESSIONAL REGULATED SECTORS

Accountants

Accountants

Company Secretaries

Company Secretaries

Solicitors

Solicitors

Fund Administrators

Fund Administrators

Real Estate Agents

Real Estate Agents

Jewellers

Jewellers


Our Plans and Pricing

We have plans and prices that fit your business perfectly. Make your client site a success with our products.

All purchases are valid for 1 year from the date of purchase

Frequently Asked Questions

If you’re new to Compliance Box or looking to revisit your compliance process,
this guide will help you learn more about the software and its features.

Q.

Why do we need to screen our clients?

If you are in a regulated industry, you have the onus to ensure that you are not dealing with high-risk individuals (money launderers, terrorists, politically exposed people, etc) as your clients. At the time of onboarding the client, you need to search the individuals you are dealing with against the global databases of such sanctioned individuals.

Q.

Can we screen our vendors and employees as well?

Yes, provided you have their consent.

Q.

Do we need our client’s consent before we screen them?

Yes, as per our terms and conditions, you specifically commit to obtaining consent from the individuals that you are going to screen using our system.

Q.

If the client is a company which is owned by other companies or using nominee shareholders, who do we search for?

You need to find ultimate beneficial owners (UBOs) of the company you are dealing with and conduct name search on them. In some countries, they are also called Registrable Controllers.


Book your free demo

Our team members will walk you through the system.

What you get?

  • Create new searches, do a complete background check.
  • Manage problematic accounts before they become a risk.
  • Scan history and reporting.
  • Protection against identity theft.